0000950142-05-000931.txt : 20120622
0000950142-05-000931.hdr.sgml : 20120622
20050321215824
ACCESSION NUMBER: 0000950142-05-000931
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 3
FILED AS OF DATE: 20050322
DATE AS OF CHANGE: 20050321
GROUP MEMBERS: ARTSFARE 1992 IRREVOCABLE TRUST
GROUP MEMBERS: ARTSFARE 2003 TRUST
GROUP MEMBERS: ETERNITY ONE TRUST
GROUP MEMBERS: ETERNITY TWO TRUST
GROUP MEMBERS: JAFASA CONTINUED IRREVOCABLE TRUST
GROUP MEMBERS: JAMES M. DUBIN
GROUP MEMBERS: JMD DELAWARE, INC.
GROUP MEMBERS: JMD-LMA PROTECTOR, INC.
GROUP MEMBERS: JOHN J. O'NEIL
GROUP MEMBERS: JPMORGAN TRUST COMPANY OF DELAWARE
GROUP MEMBERS: KNIGHT PROTECTOR, INC.
GROUP MEMBERS: MA 1994 B SHARES, INC.
GROUP MEMBERS: MA 1994 B SHARES, L.P.
GROUP MEMBERS: MA 1997 HOLDINGS, INC.
GROUP MEMBERS: MA 1997 HOLDINGS, L.P.
GROUP MEMBERS: MBA I, L.P.
GROUP MEMBERS: MICKY ARISON
GROUP MEMBERS: NICKEL 1994 "B" TRUST
GROUP MEMBERS: NICKEL 2003 GRAT
GROUP MEMBERS: NICKEL CONTINUED IRREVOCABLE TRUST
GROUP MEMBERS: SHARI ARISON
GROUP MEMBERS: SUNTRUST DELAWARE TRUST COMPANY
GROUP MEMBERS: TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
GROUP MEMBERS: TAMMS MANAGEMENT CORPORATION
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-51248
FILM NUMBER: 05695401
BUSINESS ADDRESS:
STREET 1: 5 GAINSFORD ST
STREET 2: CARNIVAL HOUSE
CITY: LONDON WC1A 1PP ENGL
STATE: X0
ZIP: 00000
MAIL ADDRESS:
STREET 1: 77 NEW OXFORD ST
CITY: LONDON
STATE: X0
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NICKEL 1994 B TRUST
CENTRAL INDEX KEY: 0001053060
IRS NUMBER: 516191775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 1201 N MARKERT STREET
CITY: WILMINGTON
STATE: DE
ZIP: 19899
BUSINESS PHONE: 3025757300
MAIL ADDRESS:
STREET 1: 1201 N MARKET STREET
CITY: WILMINGTON
STATE: DE
ZIP: 19899
FORMER COMPANY:
FORMER CONFORMED NAME: ARISON MICKY 1994 B TRUST
DATE OF NAME CHANGE: 19980115
SC 13D/A
1
sc13da8_cc-cplc.txt
AMENDMENT NO. 8
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. 8)*
Carnival Corporation
Carnival plc
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $0.01 per share, of Carnival Corporation
Special Voting Share of Carnival plc
Trust Shares (representing beneficial interests
in the P&O Princess Special Voting Trust)
------------------------------------------------
(Title of Class of Securities)
Common Stock: 143658 10 2 and 143658 30 0**
Special Voting Share: G7214F 12 2
Trust Shares: 143658 30 0**
--------------------------------------------------------------------------------
(CUSIP Number)
Arnaldo Perez, Esq.
General Counsel
Carnival Corporation
3655 N.W. 87th Avenue
Miami, Florida 33178-2428
(305) 599-2600
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of
Person Authorized to Receive Notices and Communications)
March 17, 2005
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box. [ ]
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or
otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes).
** The Common Stock and the Trust Shares trade together under CUSIP Number
143658 30 0. See Items 1 and 4 of this Schedule 13D for additional information.
2
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 3,653,168
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 3,653,168
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,653,168
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
3
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
TAMMS MANAGEMENT CORPORATION
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 3,653,168
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 365,317
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 3,287,851
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,653,168
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
4
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
NICKEL CONTINUED IRREVOCABLE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 2,124,560
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 2,124,560
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,124,560
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
5
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1997 HOLDINGS, L.P.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 2,599,265
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 2,599,265
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,599,265
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
PN
--------------------------------------------------------------------------------
6
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1997 HOLDINGS, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 2,599,265
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 2,599,265
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,599,265
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
7
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
NICKEL 1994 "B" TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 106,114,284
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 106,114,284
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
16.7%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
8
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1994 B SHARES, L.P.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 106,114,284
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 106,114,284
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
16.7%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
PN
--------------------------------------------------------------------------------
9
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1994 B SHARES, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 106,114,284
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 106,114,284
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
16.7%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
10
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MICKY ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 113,970,864
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 81,101,139
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 113,570,864
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 82,533,579
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
196,104,443
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[X]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
30.9%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
11
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ETERNITY ONE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Guernsey, Channel Islands
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 5,102,708
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,102,708
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
12
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ETERNITY TWO TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 3,000,000
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 3,000,000
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 759,010
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,759,010
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
13
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
SHARI ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States and Israel
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 4,000,000
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 1,200
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 5,103,908
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,103,908
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
14
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JMD DELAWARE, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 8,121,682
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 8,121,682
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 759,010
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
8,880,692
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
1.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
15
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JAMES M. DUBIN
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 8,122,682
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 114,186,855
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 8,122,682
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 117,137,315
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
125,259,997
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
19.7%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
16
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ARTSFARE 1992 IRREVOCABLE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 41,489,930
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 41,489,930
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
41,489,930
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
6.5%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
17
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
KNIGHT PROTECTOR, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 30,085,716
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 42,611,209
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 73,455,935
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
73,455,935
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
11.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
18
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
SUNTRUST DELAWARE TRUST COMPANY
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 41,489,930
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
41,489,930
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
6.5%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
19
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JMD-LMA PROTECTOR, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 41,489,930
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 41,489,930
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
41,489,930
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
6.5%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
20
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JPMORGAN TRUST COMPANY OF DELAWARE
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 3,000,000
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 8,861,718
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
8,861,718
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
1.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
21
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ARTSFARE 2003 TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 400,000
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 1,432,440
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,432,440
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
22
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MBA I, L.P.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 400,000
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 1,432,440
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,432,440
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
23
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JAFASA CONTINUED IRREVOCABLE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 2,374,200
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 2,374,200
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 759,010
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,133,210
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.5%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
24
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JOHN J. O'NEIL
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 72,696,925
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 73,455,935
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
73,455,935
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
11.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
25
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
NICKEL 2003 GRAT
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 3,622,922
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 3,622,922
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,622,922
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
26
The Schedule 13D relating to Carnival Corporation and Carnival plc is
being filed by TAMMS Investment Company, Limited Partnership, TAMMS Management
Corporation, the Nickel Continued Irrevocable Trust, MA 1997 Holdings, L.P., MA
1997 Holdings, Inc., Nickel 1994 "B" Trust, MA 1994 B Shares, L.P., MA 1994 B
Shares, Inc., Micky Arison, Eternity One Trust, Eternity Two Trust, Shari
Arison, JMD Delaware, Inc., James M. Dubin, Artsfare 1992 Irrevocable Trust,
Knight Protector, Inc., SunTrust Delaware Trust Company, JMD-LMA Protector,
Inc., JPMorgan Trust Company of Delaware, Artsfare 2003 Trust, MBA I, L.P., the
Jafasa Continued Irrevocable Trust, John J. O'Neil and the Nickel 2003 GRAT
(collectively, the "Reporting Persons"). This Amendment No. 8 is being filed
because the number of Shares beneficially owned by the Reporting Persons has
decreased by an amount in excess of one percent of the total number of Shares
outstanding. This Schedule 13D is hereby amended as follows:
ITEM 1. SECURITY AND ISSUER
No material change.
ITEM 2. IDENTITY AND BACKGROUND
On December 1, 2004, JMD Protector, Inc. resigned as protector
of Eternity Four Trust and Knight Protector, Inc. was appointed as its
successor.
On January 4, 2005, JMD-LMA Protector, Inc. was appointed the
protector of Artsfare 1992 Irrevocable Trust, succeeding the former protector
JMD Protector, Inc.
On January 31, 2005, SunTrust Delaware Trust Company became
the sole trustee of Artsfare 1992 Irrevocable Trust, succeeding the former
co-trustees Coutts (Jersey) Limited, JMD Delaware, Inc. and JJO Delaware, Inc.
On January 31, 2005, Coutts (Jersey) Limited and JJO Delaware, Inc. ceased to be
Reporting Persons.
On February 28, 2005, Knight Protector, Inc. was appointed the
protector of the Ted Arison Continued Irrevocable Trust for Shari Arison,
succeeding the former protector JMD Protector, Inc. On February 28, 2005, JMD
Protector, Inc. ceased to be a Reporting Person.
On March 2, 2005, the Ted Arison Continued Irrevocable Trust
for Shari Arison changed its name to Eternity Two Trust.
On March 3, 2005, JPMorgan Trust Company of Delaware was
appointed trustee to Eternity Two Trust, succeeding the former trustee JMD
Delaware, Inc.
Item 2 is hereby amended by deleting (a)(xii) and replacing it
with the following:
"(a)(xii) the Eternity Two Trust"
27
Item 2 is hereby further amended by deleting (a)(xvii) and
replacing it with the following:
"(a)(xvii) Knight Protector, Inc."
Item 2 is hereby further amended by deleting (a)(xviii).
Item 2 is hereby further amended by deleting (a)(xix) and
replacing it with the following:
"(a)(xix) the SunTrust Delaware Trust Company"
Item 2 is hereby further amended by deleting (a)(xxi) and
replacing it with the following:
"(a)(xxi) JMD-LMA Protector, Inc."
Item 2 is hereby further amended by deleting (a)(xxvi).
Item 2 is hereby further amended by deleting the second
paragraph of (a) and replacing it with the following:
"Micky Arison is the Chairman, Chief Executive Officer and a
Director of Carnival Corporation and Carnival plc, President and Treasurer of
TAMMS Corp. and beneficiary of Nickel Continued Irrevocable Trust and the B
Trust. Shari Arison is the beneficiary of Eternity One Trust, Eternity Two Trust
and Eternity Four Trust. Michael Arison is the beneficiary of the Jafasa
Continued Irrevocable Trust. Micky Arison and Shari Arison are siblings. James
M. Dubin is (i) the sole shareholder and an officer of JMD Delaware, Inc., the
corporate trustee of the B Trust, Nickel Continued Irrevocable Trust, the Jafasa
Continued Irrevocable Trust and Nickel 2003 GRAT, and the co-trustee of Nickel
1997 Irrevocable Trust, (ii) the sole shareholder, a director and an officer of
JMD-LMA Protector, Inc., the corporate protector of Artsfare 1992 Irrevocable
Trust, (iii) the sole trustee for Artsfare 2003 Trust, (iv) President of MA 1997
Holdings, Inc. and MA 1994 B Shares, Inc., and (v) a fifty-percent shareholder
and an officer of Knight Protector, Inc., the corporate protector of Eternity
One Trust, Eternity Two Trust and Eternity Four Trust. John J. O'Neil is (i) a
fifty-percent shareholder and an officer of Knight Protector, Inc., the
corporate protector of Eternity One Trust, Eternity Two Trust and Eternity Four
Trust, (ii) the sole shareholder and an officer of JJO Delaware, Inc., the
co-trustee of Nickel 1997 Irrevocable Trust, (iii) Vice President, Treasurer and
Assistant Secretary of MA 1997 Holdings, Inc. and MA 1994 B Shares, Inc and (iv)
a director and an officer of JMD-LMA Protector, Inc., the corporate protector of
Artsfare 1992 Irrevocable Trust."
Item 2 is hereby further amended by deleting paragraph
(c)(xvii) and replacing it with the following:
"(c)(xvii) Artsfare 1992 Irrevocable Trust is a Delaware trust
established for the benefit of Marilyn B. Arison. The address of the trust is
c/o SunTrust Delaware Trust
28
Company, 1011 Centre Road, Suite 108, Wilmington, Delaware 19805. The sole
trustee of Artsfare 1992 Irrevocable Trust is SunTrust Delaware Trust Company, a
limited liability company. The address of the limited liability company is: 1011
Centre Road, Suite 108, Wilmington, Delaware 19805. The name, residence,
business address and principal occupation or employment of each director,
executive officer and controlling person of SunTrust Delaware Trust Company are
as follows:
-------------------------------------------------------------------------------------------------------------------
RESIDENCE OR PRINCIPAL OCCUPATION
NAME BUSINESS ADDRESS OR EMPLOYMENT
-------------------------------------------------------------------------------------------------------------------
SunTrust Banks, Inc. 303 Peachtree Street, N.W. Controlling Person
8th Floor
Atlanta, GA 30302
Barbara O' Donnell Asset Management Advisors President & Director
300 S. Orange Avenue
Suite 775
Orlando, FL 32801
M. Lisa Wilkins SunTrust Delaware Trust Company Director, Vice President,
1011 Centre Road Secretary and Treasurer
Suite 108
Wilmington, DE 19805
Robert M. Moser SunTrust Corp. Director
303 Peachtree Street, N.W.
8th Floor
Atlanta, GA 30302
Ronald Jeffrey Peyton SunTrust Bank Director
25 Park Place
Atlanta, GA 30302
Stephen G. Salley Asset Management Advisors Director
300 S. Orange Avenue
Suite 775
Orlando, FL 32801
Albert C. Secor SunTrust Bank Director
736 Market Street
Chattanooga, TN 37402
Victor A. Smith SunTrust Bank Director
919 East Main Street
21st Floor
Richmond, VA 23261
Item 2 is hereby further amended by deleting paragraph
(c)(xix) and replacing it with the following:
29
"(c)(xix) SunTrust Delaware Trust Company is a Delaware
limited liability company, the principal business of which is to engage in the
business of a trust company. The address of the corporation is 1011 Centre Road,
Suite 108, Wilmington, Delaware 19805. The name, residence, business address and
principal occupation or employment of each director, executive officer and
controlling person of SunTrust Delaware Trust Company are set forth in Item
2(c)(xvii)."
Item 2 is hereby further amended by deleting paragraph
(c)(xxi) and replacing it with the following:
"Knight Protector, Inc. is a Delaware corporation, the
principal business of which is to serve as a protector of certain trusts
established for the benefit of members of the Arison family, and has certain
voting and dispositive rights with respect to the Shares held by such trusts.
The address of the corporation is c/o Paul, Weiss, Rifkind, Wharton & Garrison
LLP, 1285 Avenue of the Americas, New York, New York, 10019. The name, residence
or business address and principal occupation or employment of each director,
executive officer and controlling person of Knight Protector, Inc. are as
follows:
-------------------------------------------------------------------------------------------------------------------
NAME RESIDENCE OR PRINCIPAL OCCUPATION
BUSINESS ADDRESS OR EMPLOYMENT
-------------------------------------------------------------------------------------------------------------------
James M. Dubin Paul, Weiss, Rifkind, Wharton & Garrison LLP Attorney-at-Law at Paul, Weiss,
1285 Avenue of the Americas Rifkind, Wharton & Garrison LLP
New York, New York 10019
John J. O'Neil Paul, Weiss, Rifkind, Wharton & Garrison LLP Attorney-at-Law at Paul, Weiss,
1285 Avenue of the Americas Rifkind, Wharton & Garrison LLP
New York, New York 10019
Eric Goodison Paul, Weiss, Rifkind, Wharton & Garrison LLP Attorney-at-Law at Paul, Weiss,
1285 Avenue of the Americas Rifkind, Wharton & Garrison LLP
New York, New York 10019
Item 2 is hereby further amended by deleting paragraph
(c)(xviii).
Item 2 is hereby further amended by deleting paragraph
(c)(xxi) and replacing it with the following:
"JMD-LMA Protector, Inc. is a Delaware corporation, the
principal business of which is to serve as a protector of certain trusts
established for the benefit of members of the Arison family, and has certain
voting and dispositive rights with respect to the Shares held by such trusts.
The address of the corporation is c/o Paul, Weiss, Rifkind, Wharton & Garrison
LLP, 1285 Avenue of the Americas, New York, New York, 10019. The name, residence
or
30
business address and principal occupation or employment of each director,
executive officer and controlling person of JMD-LMA Protector, Inc. are as
follows:
-------------------------------------------------------------------------------------------------------------------
NAME RESIDENCE OR PRINCIPAL OCCUPATION
BUSINESS ADDRESS OR EMPLOYMENT
-------------------------------------------------------------------------------------------------------------------
James M. Dubin Paul, Weiss, Rifkind, Wharton & Garrison LLP Attorney-at-Law at Paul, Weiss,
1285 Avenue of the Americas Rifkind, Wharton & Garrison LLP
New York, New York 10019
John J. O'Neil Paul, Weiss, Rifkind, Wharton & Garrison LLP Attorney-at-Law at Paul, Weiss,
1285 Avenue of the Americas Rifkind, Wharton & Garrison LLP
New York, New York 10019
Eric Goodison Paul, Weiss, Rifkind, Wharton & Garrison LLP Attorney-at-Law at Paul, Weiss,
1285 Avenue of the Americas Rifkind, Wharton & Garrison LLP
New York, New York 10019
Item 2 is hereby further amended by deleting paragraph
(c)(xxvi).
Item 2 is hereby further amended by deleting paragraph (f) and
replacing it with the following:
"(f) The natural persons who are Reporting Persons or
officers, directors or controlling persons of the Reporting Persons have the
following citizenship:
Marilyn Arison, Micky Arison, John J. O'Neil, James M. Dubin,
Henry Eckstein, Eric Goodison, Stanford L. Stevenson, III, Thomas R. Pulsifer,
Walter C. Tuthill, Richard B. Skor, Arnaldo Perez, Sean A. Amery, Paula M.
Baker, Wilson J.C. Braun, Jr., David A. Diamond, Vernon M. Schreiner, David D.
Wakefield, Barbara O'Donnell, M. Lisa Wilkins, Robert M. Moser, Ronald Jeffrey
Peyton, Stephen G. Salley, Albert C. Secor and Victor A. Smith: United States;
Shari Arison, Jason Arison and David Arison: Israel and United
States; and
Madeleine Arison and Susan Gibaut: British."
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
No material change.
ITEM 4. PURPOSE OF TRANSACTION.
The aggregate amount of Shares beneficially owned by the
Reporting Persons that have been or are to be sold pursuant to sales plans under
Rule 10b5-1 on and after
31
August 28, 2003 is approximately 47 million. In the future, similar sales plans
to sell Shares beneficially owned by the Reporting Persons under Rule 10b5-1 may
be effected.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is hereby amended and restated in its entirety as
follows:
All ownership percentages set forth herein assume that there
are 634,758,397 Shares outstanding, representing the total number of shares
reported in the Definitive Proxy Statement on Schedule 14A of Carnival
Corporation dated February 14, 2005 to be outstanding as of February 14, 2005.
(a) and (b)(i) TAMMS L.P. may be deemed to own
beneficially 3,653,168 Shares (approximately 0.6% of the total number of Shares
outstanding). TAMMS L.P. has sole voting power and sole dispositive power over
the 3,653,168 Shares held by TAMMS L.P.
(ii) TAMMS Corp. is the Managing General Partner of TAMMS
L.P. and as such is entitled, pursuant to the Limited Partnership Agreement, to
exercise all voting rights with respect to the Shares held by TAMMS L.P. TAMMS
Corp. may be deemed to own beneficially all the 3,653,168 Shares (approximately
0.6% of the total number of Shares outstanding) beneficially owned by TAMMS L.P.
TAMMS Corp. has sole voting power over the 3,653,168 Shares directly held by
TAMMS L.P. Pursuant to the Limited Partnership Agreement, the Managing General
Partner of TAMMS L.P. can dispose of up to 10% in value of the property of TAMMS
L.P. To dispose of a greater amount of the property, consent of a majority
interest of the partners in TAMMS L.P. is needed. Thus, TAMMS Corp. has sole
dispositive power over 365,317 Shares held by TAMMS L.P. and shares dispositive
power over the remaining 3,287,851 Shares held by TAMMS L.P.
(iii) Nickel Continued Irrevocable Trust beneficially owns
an aggregate of 2,124,560 Shares (approximately 0.3% of the total number of
Shares outstanding), all of which it holds directly. Nickel Continued
Irrevocable Trust has sole voting and dispositive power with respect to the
2,124,560 Shares held by it.
(iv) MA 1997, L.P. beneficially owns an aggregate of
2,599,265 Shares (approximately 0.4% of the total number of Shares outstanding),
all of which it holds directly. MA 1997, L.P. has sole voting and dispositive
power with respect to all such Shares that it holds directly.
(v) MA 1997, Inc. beneficially owns an aggregate of
2,599,265 Shares (approximately 0.4% of the total number of Shares outstanding),
by virtue of being the general partner of MA 1997, L.P. MA 1997, Inc. has sole
voting and dispositive power with respect to all such Shares.
(vi) Nickel 1994 "B" Trust beneficially owns 106,114,284
Shares (approximately 16.7% of the total number of Shares outstanding), by
virtue of being the sole stockholder of B Shares, Inc., the general partner of B
Shares, L.P. Nickel 1994 "B" Trust
32
has sole voting power and dispositive power with respect to all such Shares held
by B Shares, L.P.
(vii) B Shares, L.P. beneficially owns an aggregate of
106,114,284 Shares (approximately 16.7% of the total number of Shares
outstanding), which its holds directly. B Shares, L.P. has sole voting and
dispositive power with respect to all such Shares.
(viii) B Shares, Inc. beneficially owns an aggregate of
106,114,284 Shares (approximately 16.7% of the total number of Shares
outstanding), by virtue of being the general partner of B Shares, L.P. B Shares,
Inc. has sole voting and dispositive power with respect to all such Shares.
(ix) Micky Arison beneficially owns an aggregate of
196,104,443 Shares (approximately 30.9% of the total number of Shares
outstanding), 696,000 Shares of which are underlying vested options which he
holds directly, 2,599,265 Shares with respect to which he has a beneficial
interest by virtue of the interest and authority granted to him under the trust
instrument for the Nickel 2003 Revocable Trust, 106,114,284 Shares with respect
to which he has a beneficial interest by virtue of the interest and authority
granted to him under the trust instrument for the Nickel 1994 "B" Trust,
81,639,532 Shares with respect to which he has a beneficial interest by virtue
of the interest and authority granted to him under the last will of Ted Arison,
dated July 8, 1999 and 1,432,440 Shares with respect to which he has a
beneficial interest by virtue of the interest and authority granted to him under
the trust instrument for the Artsfare 2003 Trust. Micky Arison has shared
dispositive and voting power with respect to the 41,489,930 Shares held by the
Artsfare 1992 Irrevocable Trust and with respect to 39,611,209 Shares held by
the Eternity Four Trust. Micky Arison has sole voting and dispositive power with
respect to the 2,599,265 Shares indirectly held by the Nickel 2003 Revocable
Trust, which is the sole stockholder of MA 1997, Inc. Micky Arison has shared
dispositive power with respect to 1,432,440 Shares indirectly held by the
Artsfare 2003 Trust. Micky Arison has sole voting power over the 400,000 Shares
indirectly held by the Artsfare 2003 Trust. Micky Arison has sole voting and
dispositive power with respect to the 538,393 Shares held by the Nickel 1997
Irrevocable Trust and the 106,114,284 Shares indirectly held by the Nickel 1994
"B" Trust. Micky Arison is deemed to be the beneficial owner of the 696,000
Shares underlying vested options and the 3,622,922 Shares held by the Nickel
2003 GRAT over which he may acquire beneficial ownership at any time by
replacing the trustee or reacquiring the Shares from the Nickel 2003 GRAT by
substituting other property of an equivalent value.
Because of his status as President and Treasurer of TAMMS
Corp., Micky Arison may also be deemed to share voting power with respect to the
remaining 2,620,728 Shares beneficially owned by TAMMS L.P. in addition to
1,032,440 Shares held by the Artsfare 2003 Trust. Micky Arison disclaims
beneficial ownership of the 2,620,728 Shares owned by TAMMS L.P. which are
beneficially owned by the partners of TAMMS L.P. Accordingly, Micky Arison has
not reported beneficial ownership of the 2,620,728 Shares held by TAMMS L.P.
(x) Eternity One Trust beneficially owns an aggregate of
5,102,708 Shares (approximately 0.8% of the total number of Shares outstanding),
4,000,000 of which it owns
33
directly and 1,102,708 of which it holds beneficially by virtue of its interest
in TAMMS L.P. Eternity One Trust has shared dispositive power over all such
Shares.
(xi) Eternity Two Trust beneficially owns an aggregate of
3,759,010 Shares (approximately 0.6% of the total number of Shares outstanding),
3,000,000 of which it holds directly and 759,010 of which it holds beneficially
by virtue of its interest in TAMMS L.P. Eternity Two Trust has sole voting and
dispositive power with respect to the 3,000,000 Shares held by it and shares
dispositive power over the 759,010 Shares held by TAMMS L.P.
(xii) Shari Arison beneficially owns 5,103,908 Shares
(approximately 0.8% of the total number of Shares outstanding). Shari Arison has
sole voting power and shared dispositive power with respect to 4,000,000 Shares
directly held by Eternity One Trust and shared dispositive power with respect to
the trust's ownership interest in the 1,102,708 Shares held by TAMMS L.P. Ms.
Arison also may be deemed to beneficially own 1,200 Shares held by her children
and have shared voting and dispositive power over such Shares. Ms. Arison
disclaims beneficial ownership of such Shares held by her children.
(xiii) JMD Delaware, Inc. beneficially owns an aggregate of
8,880,692 Shares (approximately 1.4% of the total number of Shares outstanding),
by virtue of being the trustee of the Nickel Continued Irrevocable Trust, the
Jafasa Continued Irrevocable Trust and the Nickel 2003 GRAT. JMD Delaware, Inc.
has sole voting and dispositive power with respect to the Shares held by the
Nickel Continued Irrevocable Trust, the Nickel 2003 GRAT and 2,374,200 Shares
held by the Jafasa Continued Irrevocable Trust. JMD Delaware, Inc. has shared
dispositive power with respect to 759,010 Shares held by the Jafasa Continued
Irrevocable Trust. Accordingly, JMD Delaware, Inc. may be deemed to beneficially
own such Shares for which it expresses voting and/or dispositive power. JMD
Delaware, Inc. disclaims beneficial ownership of all such Shares.
(xiv) James M. Dubin beneficially owns an aggregate of
125,259,997 Shares (approximately 19.7% of the total number of Shares
outstanding), 1,000 Shares of which he holds directly and 125,258,997 Shares
with respect to which he has a beneficial interest by virtue of being the sole
shareholder of JMD Delaware, Inc. and JMD-LMA Protector, Inc., a fifty-percent
shareholder of Knight Protector, Inc. and the sole trustee of the Artsfare 2003
Trust. Accordingly, Mr. Dubin may be deemed to beneficially own such Shares for
which he exercises voting and/or dispositive power. Mr. Dubin disclaims
beneficial ownership of all such Shares, except for the 1,000 Shares he holds
directly.
(xv) Artsfare 1992 Irrevocable Trust beneficially owns the
41,489,930 Shares for which it exercises shared dispositive power (approximately
6.5% of the total number of Shares outstanding).
(xvi) Knight Protector, Inc. beneficially owns an aggregate
of 73,455,935 Shares (approximately 11.6% of the total number of Shares
outstanding), by virtue of being the protector of Eternity Four Trust and the
protector of Eternity Two Trust. Knight Protector, Inc. has shared voting and
dispositive power with respect to the 3,000,000 Shares held by Eternity Two
Trust and shared dispositive power with respect to the 759,010 Shares held by
TAMMS L.P. Knight Protector, Inc. has shared dispositive power with respect to
34
Shares held by Eternity Four Trust. Knight Protector, Inc. has shared voting
power with respect to 39,611,209 Shares held by Eternity Four Trust, and has
sole voting power with respect to 30,085,716 Shares held by Eternity Four Trust.
(xvii) SunTrust Delaware Trust Company beneficially owns
41,489,930 Shares (approximately 6.5% of the total number of Shares
outstanding), by virtue of being the trustee of Artsfare 1992 Irrevocable Trust.
SunTrust Delaware Trust Company has shared dispositive power with respect to the
Shares held by Artsfare 1992 Irrevocable Trust. Accordingly, SunTrust Delaware
Trust Company may be deemed to beneficially own such Shares for which it
exercises such dispositive power. SunTrust Delaware Trust Company disclaims
beneficial ownership of such Shares.
(xviii) JMD-LMA Protector, Inc. beneficially owns an aggregate
of 41,489,930 Shares (approximately 6.5% of the total number of Shares
outstanding), by virtue of being the protector of Artsfare 1992 Irrevocable
Trust. JMD-LMA Protector, Inc., has shared voting and dispositive power with
respect to Shares held by Artsfare 1992 Irrevocable Trust.
(xix) JPMorgan Trust Company of Delaware beneficially owns
8,861,718 Shares (approximately 1.4% of the total number of Shares outstanding),
by virtue of being the sole trustee of Eternity One Trust and Eternity Two
Trust. JPMorgan Trust Company of Delaware has shared dispositive power with
respect to the 4,000,000 Shares directly held by Eternity One Trust and
1,102,708 Shares held by TAMMS L.P. JPMorgan Trust Company of Delaware has
shared voting and dispositive power with respect to the 3,000,000 Shares held
directly by Eternity Two Trust and shared dispositive power with respect to the
759,010 Shares held by TAMMS L.P. Accordingly, JPMorgan Trust Company of
Delaware may be deemed to beneficially own such Shares for which it exercises
shared voting and/or dispositive power. JPMorgan Trust Company of Delaware
disclaims beneficial ownership of such Shares.
(xx) Artsfare 2003 Trust beneficially owns an aggregate of
1,432,440 Shares (approximately 0.2% of the total number of Shares outstanding),
400,000 of which it holds beneficially by virtue of its interest in MBA and
1,032,440 of which it holds beneficially by virtue of the limited partnership
interest of MBA in TAMMS, L.P. Artsfare 2003 Trust has shared dispositive power
with respect to the 400,000 Shares directly held by MBA and exercises shared
dispositive power over the 1,032,440 Shares held by TAMMS L.P.
(xxi) MBA beneficially owns an aggregate of 1,432,440 Shares
(approximately 0.2% of the total number of Shares outstanding), 400,000 Shares
of which it holds directly and 1,032,440 Shares of which it owns beneficially by
virtue of its interest in TAMMS L.P. MBA has sole voting and dispositive power
over the 400,000 Shares it holds directly and exercises shared dispositive power
over the 1,032,440 Shares held by TAMMS L.P.
(xxii) The Jafasa Continued Irrevocable Trust beneficially
owns an aggregate of 3,133,210 Shares (approximately 0.5% of the total number of
Shares outstanding), 2,374,200 of which it holds directly and 759,010 of which
it holds beneficially by virtue of its
35
interest in TAMMS L.P. The Jafasa Continued Irrevocable Trust has sole voting
and dispositive power with respect to the 2,374,200 Shares held by it and shares
dispositive power over the 759,010 Shares held by TAMMS L.P.
(xxiii) John J. O'Neil beneficially owns an aggregate of
73,455,935 Shares (approximately 11.6% of the total number of Shares
outstanding) by virtue of being a fifty-percent shareholder of Knight Protector,
Inc. Mr. O'Neil has shared voting and dispositive power with respect to the
3,000,000 Shares held by Eternity Two Trust and shared dispositive power with
respect to the 759,010 Shares held by TAMMS L.P. Mr. O'Neil has shared voting
and dispositive power with respect to the Shares held by Eternity Four Trust.
Accordingly, Mr. O'Neil may be deemed to beneficially own such Shares for which
he exercises shared voting and/or dispositive power. Mr. O'Neil disclaims
beneficial ownership of all such Shares.
(xxiv) The Nickel 2003 GRAT owns an aggregate of 3,622,922
Shares (approximately 0.6% of the total number of Shares outstanding). The
Nickel 2003 GRAT has sole voting power and sole dispositive power with respect
to the 3,622,922 Shares held by it.
(xxv) The Reporting Persons, as a group, beneficially own an
aggregate of 240,311,847 Shares (approximately 37.8% of the total number of
Shares outstanding). The Reporting Persons, as a group, have sole voting and
dispositive power over all such Shares except for Shares held by Eternity Four
Trust over which Citigroup Institutional Trust Company exercises shared
dispositive power.
(c) (i) During the past 60 days, Nickel 1997 Irrevocable
Trust(1) has sold Shares in open market transactions on the New York Stock
Exchange as follows:
------------------------------------------------------------------------------
AVERAGE
DATE NO. OF SHARES SOLD PRICE PER SHARE
------------------------------------------------------------------------------
1/19/2005 75,000 $58.50
1/25/2005 19,100 $55.52
1/26/2005 105,000 $56.00
1/27/2005 25,000 $57.00
2/1/2005 59,000 $56.69
2/4/2005 30,000 $56.27
2/7/2005 12,000 $56.73
2/9/2005 15,100 $55.85
2/10/2005 48,000 $55.01
2/11/2005 85,000 $55.45
2/15/2005 54,000 $56.22
2/17/2005 40,000 $56.36
2/18/2005 36,000 $55.78
---------------
(1) Micky Arison reports beneficial ownership of the Shares held by Nickel 1997
Irrevocable Trust.
(c) (ii) During the past 60 days, Artsfare 1992 Irrevocable
Trust(2) has sold Shares in open market transactions on the New York Stock
Exchange as follows:
36
------------------------------------------------------------------------------
AVERAGE
DATE NO. OF SHARES SOLD PRICE PER SHARE
------------------------------------------------------------------------------
1/19/2005 30,000 $58.47
1/25/2005 4,000 $55.56
1/26/2005 25,000 $55.98
1/27/2005 15,000 $57.00
2/1/2005 32,000 $56.64
2/4/2005 20,000 $56.26
2/7/2005 8,000 $56.72
2/9/2005 10,100 $55.86
2/10/2005 32,000 $55.06
2/11/2005 45,000 $55.42
2/15/2005 46,000 $56.26
2/17/2005 27,000 $56.36
2/18/2005 21,000 $55.77
3/2/2005 23,700 $54.29
3/4/2005 2,000 $54.41
3/7/2005 10,000 $54.46
3/8/2005 1,500 $55.02
3/10/2005 8,000 $53.94
3/11/2005 22,000 $54.60
3/15/2005 32,000 $54.74
3/16/2005 32,000 $55.14
3/17/2005 24,700 $55.42
-----------------
(2) Each of Micky Arison, SunTrust Delaware Trust Company, JMD-LMA Protector,
Inc. and James M. Dubin also report beneficial ownership of the Shares held
by Artsfare 1992 Irrevocable Trust.
(c) (iii) During the past 60 days, the Jafasa Continued
Irrevocable Trust(3) has sold Shares in open market transactions on the New York
Stock Exchange as follows:
------------------------------------------------------------------------------
AVERAGE
DATE NO. OF SHARES SOLD PRICE PER SHARE
------------------------------------------------------------------------------
2/22/2005 15,000 $54.75
2/23/2005 20,000 $53.87
2/24/2005 27,500 $53.85
2/25/2005 65,000 $54.74
3/1/2005 85,000 $54.41
3/2/2005 45,000 $54.29
3/4/2005 10,000 $54.43
3/7/2005 30,000 $54.45
3/8/2005 7,500 $55.00
3/10/2005 30,000 $54.00
37
------------------------------------------------------------------------------
AVERAGE
DATE NO. OF SHARES SOLD PRICE PER SHARE
------------------------------------------------------------------------------
3/11/2005 52,000 $54.60
3/15/2005 85,000 $54.75
3/16/2005 85,000 $55.13
3/17/2005 68,800 $55.42
----------------
(3) Each of JMD Delaware, Inc. and James M. Dubin also report beneficial
ownership of the Shares held by the Jafasa Continued Irrevocable Trust.
(c) (iv) During the past 60 days, the Eternity Four(4) has
sold Shares in open market transactions on the New York Stock Exchange as
follows:
------------------------------------------------------------------------------
AVERAGE
DATE NO. OF SHARES SOLD PRICE PER SHARE
------------------------------------------------------------------------------
2/22/2005 25,000 $54.72
2/23/2005 75,000 $53.87
2/24/2005 92,500 $53.90
2/25/2005 225,000 $54.74
3/1/2005 315,000 $54.43
3/2/2005 160,000 $54.29
3/4/2005 40,000 $54.44
3/7/2005 125,000 $54.44
3/8/2005 7,500 $55.00
3/10/2005 94,400 $53.96
3/11/2005 226,500 $54.60
3/15/2005 191,000 $54.82
3/16/2005 243,700 $55.16
3/17/2005 270,000 $55.42
-----------------
(4) Each of Knight Protector, Inc., John J. O'Neil and James M. Dubin report
beneficial ownership of the Shares held by Eternity Four Trust.
Except as set forth in this paragraph (c) and in Item 4, to
the best of the knowledge of each of the Reporting Persons, none of the persons
named in response to paragraph (a) has effected any transactions in the Shares
during the past 60 days.
(d) Each of the Reporting Persons affirms that no person other
than such Reporting Person has the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, the Shares owned by
such Reporting Person.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER
No material change.
38
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The following exhibits have been filed with this Schedule 13D.
Exhibit 32 Joint Filing Agreement, dated as of March 21, 2005, among
TAMMS L.P., TAMMS Corp., Nickel Continued Irrevocable Trust,
MA 1997, L.P., MA 1997, Inc., Nickel 1994 "B" Trust, B Shares,
L.P., B Shares, Inc., Micky Arison, Eternity One Trust,
Eternity Two Trust, Shari Arison, JMD Delaware, Inc., James M.
Dubin, Artsfare 1992 Irrevocable Trust, Knight Protector,
Inc., SunTrust Delaware Trust Company, JMD-LMA Protector,
Inc., JPMorgan Trust Company of Delaware, Artsfare 2003 Trust,
MBA, Jafasa Continued Irrevocable Trust, John J. O'Neil and
Nickel 2003 GRAT.
Exhibit 33 Power of Attorney, dated as of March 8, 2005, by Eternity Two
Trust and JPMorgan Trust Company of Delaware.
The Powers of Attorney filed for Artsfare 1992 Irrevocable Trust and SunTrust
Delaware Trust Company as an exhibit to the Form 4 for Artsfare 1992 Irrevocable
Trust filed on January 31, 2005, the Power of Attorney filed for Eternity One
Trust as an exhibit to Amendment No. 7 to Schedule 13D filed on November 19,
2004 and the Powers of Attorney filed for the other signatories hereto (other
than Eternity Two Trust and JPMorgan Trust Company of Delaware) as an exhibit to
Amendment No. 4 to Schedule 13D filed on February 23, 2004 are hereby
incorporated herein by reference. The Powers of Attorney for Eternity Two Trust
and JPMorgan Trust Company of Delaware are filed as an exhibit hereto.
39
SIGNATURES
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.
Date: March 21, 2005
ARTSFARE 1992 IRREVOCABLE TRUST
ARTSFARE 2003 TRUST
ETERNITY ONE TRUST
ETERNITY TWO TRUST
JAFASA CONTINUED IRREVOCABLE TRUST
JAMES M. DUBIN
JMD DELAWARE, INC.
JPMORGAN TRUST COMPANY OF DELAWARE
MA 1994 B SHARES, INC.
MA 1994 B SHARES, L.P.
MA 1997 HOLDINGS, INC.
MA 1997 HOLDINGS, L.P.
MBA I, L.P.
MICKY ARISON
NICKEL 1994 "B" TRUST
NICKEL 2003 GRAT
NICKEL CONTINUED IRREVOCABLE TRUST
SUNTRUST DELAWARE TRUST COMPANY
SHARI ARISON
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
TAMMS MANAGEMENT CORPORATION
By: /s/ John J. O'Neil
------------------------------------
John J. O'Neil, Attorney-in-Fact
JMD-LMA PROTECTOR, INC.
KNIGHT PROTECTOR, INC.
By: /s/ John J. O'Neil
------------------------------------
John J. O'Neil, Authorized Signatory
/s/ John J. O'Neil
----------------------------------------
John J. O'Neil
INDEX TO EXHIBITS
EXHIBITS
--------
Exhibit 32 Joint Filing Agreement, dated as of March 21, 2005, among
TAMMS L.P., TAMMS Corp., Nickel Continued Irrevocable Trust,
MA 1997, L.P., MA 1997, Inc., Nickel 1994 "B" Trust, B Shares,
L.P., B Shares, Inc., Micky Arison, Eternity One Trust,
Eternity Two Trust, Shari Arison, JMD Delaware, Inc., James M.
Dubin, Artsfare 1992 Irrevocable Trust, Knight Protector,
Inc., SunTrust Delaware Trust Company, JMD-LMA Protector,
Inc., JPMorgan Trust Company of Delaware, Artsfare 2003 Trust,
MBA, Jafasa Continued Irrevocable Trust, John J. O'Neil and
Nickel 2003 GRAT.
Exhibit 33 Power of Attorney, dated as of March 8, 2005, by Eternity Two
Trust and JPMorgan Trust Company of Delaware.
EX-99
2
ex32-sc13da8.txt
EXHIBIT 32
EXHIBIT 32
----------
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(f) under the Securities Exchange
Act of 1934, as amended, the persons named below agree to the joint filing on
behalf of each of them of this amendment to Schedule 13D. This Joint Filing
Agreement shall be included as an Exhibit to such joint filing. In evidence
thereof, each of the undersigned, being duly authorized, hereby executed this
Agreement.
Date: March 21, 2005
ARTSFARE 1992 IRREVOCABLE TRUST
ARTSFARE 2003 TRUST
ETERNITY ONE TRUST
ETERNITY TWO TRUST
JAFASA CONTINUED IRREVOCABLE TRUST
JAMES M. DUBIN
JMD DELAWARE, INC.
JPMORGAN TRUST COMPANY OF DELAWARE
MA 1994 B SHARES, INC.
MA 1994 B SHARES, L.P.
MA 1997 HOLDINGS, INC.
MA 1997 HOLDINGS, L.P.
MBA I, L.P.
MICKY ARISON
NICKEL 1994 "B" TRUST
NICKEL 2003 GRAT
NICKEL CONTINUED IRREVOCABLE TRUST
SUNTRUST DELAWARE TRUST COMPANY
SHARI ARISON
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
TAMMS MANAGEMENT CORPORATION
By: /s/ John J. O'Neil
------------------------------------
John J. O'Neil, Attorney-in-Fact
JMD-LMA PROTECTOR, INC.
KNIGHT PROTECTOR, INC.
By: /s/ John J. O'Neil
------------------------------------
John J. O'Neil, Authorized Signatory
/s/ John J. O'Neil
----------------------------------------
John J. O'Neil
EX-24
3
ex33-sc13da8.txt
EXHIBIT 33
EXHIBIT 33
----------
POWER OF ATTORNEY
Know all by these presents, that each of the undersigned parties
hereby constitutes and appoints each of James M. Dubin, Eric Goodison and John
J. O'Neil, signing singly, such party's true and lawful attorney-in-fact to:
(1) execute for and on behalf of such party, all documents relating to
the reporting of beneficial ownership of securities required to be
filed with the United States Securities and Exchange Commission (the
"SEC") pursuant to Section 13(d) or Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder (the "Exchange Act"),
including, without limitation, Schedule 13D and Form 3, Form 4 and Form
5 and successive forms thereto;
(2) do and perform any and all acts for and on behalf of such party
that may be necessary or desirable to complete and execute any such
documents, complete and execute any amendment or amendments thereto,
and timely file such documents with the SEC and any stock exchange,
automated quotation system or similar authority; and
(3) take any other action of any type whatsoever in furtherance of the
foregoing which, in the opinion of such attorney-in-fact, may be of
benefit to, in the best interest of, or legally required by, such
party, it being understood that the documents executed by such
attorney-in-fact on behalf of such party pursuant to this Power of
Attorney shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
Such party hereby grants to each such attorney-in-fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as such party might or could do if
personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of such party, are not assuming, nor is
Carnival Corporation or Carnival plc assuming, any of the undersigned's
responsibilities to comply with the Exchange Act.
This Power of Attorney shall remain in full force and effect until such party is
no longer required to file such documents with respect to such party's holdings
of and transactions in securities issued by the Carnival Corporation or Carnival
plc, unless earlier revoked by such party in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 8th day of March, 2005.
ETERNITY TWO TRUST
By: JPMORGAN TRUST COMPANY OF
DELAWARE, as Trustee
By: /s/ George W. Kern
-----------------------
George W. Kern
Vice President
JPMORGAN TRUST COMPANY OF DELAWARE
By: /s/ George W. Kern
-------------------------
George W. Kern
Vice President